Securities Industry Essentials (SIE) Practice Exams

Securities Industry Essentials (SIE) Practice Exams

These practice exams will prepare you to pass the Securities Industry (SIE) exam that is required as of October 1, 2018 by FINRA for anyone who is interested in entering the financial services industry.

This Course includes TWO Practice exams. You will have unlimited attempts.

Duration: 105 minutes

Number of questions Exam 1 : 85 ( 75 + additional 10 randomly mixed in)

Number of questions Exam 2 : 75

Content Outline:

• Knowledge of Capital Markets 16%

• Understanding Products and Their Risks 44%

• Understanding Trading, Customer Accounts and Prohibited Activities 31%

• Overview of Regulatory Framework 9%

You can view this practice exams as a realistic alternative to paying for hours of tutoring and study at your own phase!

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What you will learn

• ALL Securities Industry Essentials (SIE) exam topics
• Equity and Debt Securities
• Securities Act of 1933 and 1934

Rating: 3.3

Level: Beginner Level

Duration: 160 questions

Instructor: Stockbroker Lab